Mark is a fantastic attorney who is extremely knowledgeable in the financial sector. I would not hesitate to recommend him to anyone with legal needs in that area.

Mark is an exceptional person within and outside of his practice. As an attorney, Mark is thoughtful, detail oriented, effective and responsive. I have worked with Mark throughout the past 15 years and second the earlier comment that he is effective and efficient with one's time and money. In addition, he is extremely knowledgeable concerning the intricacies of the financial services industry from both an investor and investor-services provider standpoint. I highly recommend both him and his firm.

Mark is a trustworthy expert in the complicated field of law that regulates Broker Dealers and RIAs. We've worked with Mark for several years, and he has provided valuable feedback and consultative guidance that's helped us be our best, which in turn has helped us provide the best for our clients. I highly recommend Mark to an advisor or an investor that needs an expert in complex financial matters.

Mark is a true expert of his craft. Thoughtful, collaborative and extremely thorough in his approach and expected outcomes. Mark built confidence within my team, not only from a place of legal representation but expert acumen, thought partnership and strategy. If you are looking for the good guy, fighting the good fight, in a difficult situation, Mr Pugsley is the gentleman for the task.

Mark Pugsley is an extremely talented attorney with far reaching abilities. When a person hires a lawyer, you in essence place yourself or your company in their hands; he merits that trust. He possesses a brilliant legal mind. He also understands it in context to you, your situation, and the players in the legal community. He not only knows the players, he is respected by them. This respect provides him with appropriate access to them. And, when the matter is over, you've had an attorney that you respect.

We have worked with Mark Pugsley since 2006. He has been instrumental in protecting our RIA and BD, and the interests of our clients and victims of Ponzi Schemes operated by Dee Randall and others. He used skill and creativity to help our firm keep legal costs to a minimum, allowing us to win a dispute over $68,000 in the face of impossible odds against a multinational firm that spent almost $300,000 in legal fees. He has been an extremely valuable source of insight into the highly regulated financial industry with impartial, fact-based guidance, and has a keen ability to drill through emotion and identify what works.

Mark was very responsive and helpful!

Mark is amazing!
He absolutely knows this space and gave me confidence. I had some general and specific questions about legality in the SEC and financial sector and he was able to guide me to making the correct decisions. He is very generous of his time and ensured that all my questions and concerns were answered or addressed.

Mark will be my go-to guy going forward for any legal advice and guidance..

Mark was an expert when it came to navigating FINRA regulations and negotiating with a broker dealer on my behalf. He knows the securities industry better than anyone else I talked to. He was generous with his time, quick to respond and made me feel at ease in what was a stressful, complicated situation. I'd highly recommend him to anyone in the investments/securities industry needing legal help.